Learn about brokerage operations; including the key roles and types of accounts within this field.
Understand what you need to succeed in this course and determine if it's the right fit for your learning goals
What you need before starting this Introduction to Brokerage Operations course:
Beginner-Friendly Course!
This course is designed for absolute beginners. No prior knowledge needed.
This course is perfect for:
Everything you need to know about this online course, from duration to certification
This course begins with an overview of brokerage operations where we’ll identify the key roles of brokerage operations and review the different types of accounts. We’ll look at the salient features of the Customer Identification Program and review the differences between the main types of securities issues. Before wrapping up this course, we’ll get familiarized with the key components of the Security Reference File and learn the key roles of the various players within the Financial Community. This course is part 1 of the New York Institute of Finance’s Brokerage Operations Professional Certificate program.
Difficulty Level
Introductory
Suitable for motivated learners
Subject Category
Economics & Finance
Part of our Economics & Finance curriculum
Course Language
English
All materials in English
This online course offers comprehensive training with expert instruction, practical exercises, and a certificate of completion. Join thousands of students advancing their careers through quality online education.
Professional Course
Investment around $99
Pricing may vary. Check the course provider for current promotions and exact pricing.
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